Posts by admin-user
What is SOX Compliance?
SOX Compliance
The SOX law is also known as the Sarbanes-Oxley Act. This act was passed in 2002 by the United States Congress to protec...
Mortgage-Backed Security
Mortgage-Backed Security
When a bank provides loans to its customers, the bank also demands collateral from its customer. Mortgages bac...
Algorithmic Trading
Algorithmic Trading
Algorithmic Trading is a cycle of executing orders using mechanized and pre-modified guidelines to represent factor...
Agency Costs
Agency Costs
The internal costs incurred due to the competing interests of shareholders (principals) and the management team (agents) a...
Clawback Provision
Clawback Provision
Questions often arise that what happens if a person fails to pay the amount taken, failed to keep their promise, or ...
Depositories in Capital Markets
Depositories in Capital Markets
The depository is the service which holds the securities or shares of investor who are basically tradin...
Buying on Margin
Buying on Margin
Buying on margin means borrowing money from a broker to buy or invest in financial securities. It’s similar to taking ...
Shareholder Activism
What is Shareholder Activism?
Shareholder Activism is a way by which the shareholder of a publicly traded corporation attempts to use h...
Dutch Auction Method
Dutch Auction Method
Whenever a company plans to go public they go through IPO that is known as Initial Public Offering. An investment ...
US Treasury Market: How does it Work
US Treasury Market: How does it Work?
U.S. Treasury Market is the largest and the most active debt market in the world. Despite its com...