Tag Archives: cfalevel1
What is Bancassurance?
What is Bancassurance?
Bancassurance refers to a combination of bank and insurance. It means selling life insurance products via bank. ...
Dual Currency Investment
Dual Currency Investment
What does Dual Currency Investment mean?
Dual Currency Investments includes investing in fixed deposits in di...
What are Yankee Bonds?
What are Yankee Bonds?
Yankee bonds are Foreign bonds that are denominated in US dollars. The reason for taking a Yankee bond is issuer...
What is SOX Compliance?
SOX Compliance
The SOX law is also known as the Sarbanes-Oxley Act. This act was passed in 2002 by the United States Congress to protec...
Mortgage-Backed Security
Mortgage-Backed Security
When a bank provides loans to its customers, the bank also demands collateral from its customer. Mortgages bac...
Algorithmic Trading
Algorithmic Trading
Algorithmic Trading is a cycle of executing orders using mechanized and pre-modified guidelines to represent factor...
Agency Costs
Agency Costs
The internal costs incurred due to the competing interests of shareholders (principals) and the management team (agents) a...
Clawback Provision
Clawback Provision
Questions often arise that what happens if a person fails to pay the amount taken, failed to keep their promise, or ...
Depositories in Capital Markets
Depositories in Capital Markets
The depository is the service which holds the securities or shares of investor who are basically tradin...
Buying on Margin
Buying on Margin
Buying on margin means borrowing money from a broker to buy or invest in financial securities. It’s similar to taking ...